Alexander Forbes: Investment Compliance Internship 2024

Job Summary

Alexander Forbes is recruiting recent graduates for the Investment Compliance Internship opportunity.

Closing date: 15 February 2024

Designation:PL0001 – Investment Compliance Intern
Category:Human Capital & Transformation – OF5300
Posted by:Alexander Forbes
Posted on:08 Feb 2024
Closing date:15 Feb 2024

Location: Sandton, Gauteng

About Alexander Forbes

Alexander Forbes Group Holdings, commonly referred to as Alexander Forbes is a diversified financial services organisation.

Alexander Forbes is an established financial services company specializing in short-term and long-term insurance, health, retirement and multi-manager investment solutions internationally.

Its primary operations are based in South Africa and the United Kingdom, in addition to operations in six Africa markets.

Job Purpose

The successful incumbent will be responsible for Investment Compliance functions and support in the Investment Compliance team.

These functions include, but are not limited to, daily updating of the Investment Compliance system, monitoring of portfolios, reporting of breaches, dealing with ad hoc queries and producing monthly and quarterly Regulatory reports.

Duties and Responsibilities

  • Monitor and asses all breaches for reasonability
  • Monitor and investigate breaches older than 1 week
  • Ensure Market Movement breaches are resolved before the 12 month grace period
  • Assess and scrub new data received on a daily basis
  • Create and maintain instrument, issuer and portfolio classifications
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  • Maintain accuracy of static data
  • Prepare Compliance reports for Regulators and / or Clients and report within the prescribed timelines
  • Prepare regulatory certificates (e.g. Reg 28, Reg 30 and SARB) and report within the prescribed timelines
  • Prepare ad-hoc reports


  • Matric
  • Bachelor’s degree – Business / Legal/ Financial Services related.
  • 1 year Compliance / Data management experience 

How to Apply

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